HyperPlonk

Part \(1\)

Arithmetic Circuit

  • A typical computational problem: find solutions to the equation (i.e. \(\textsf{stmt}\))

\(w_1^2 \cdot w_2 + w_1 + 1 = 22\)

\times
w_1
w_1
+
w_2
c
\times
  • Witness: \(w \equiv (w_1=3, w_2=2)\), public inputs: \(\ell \equiv (c=1, z=22)\)
  • I can convince you that I know a solution \(w\) to \(\{\textsf{stmt}, \ell\}\) without revealing \(w\) 
  • PLONK: Circuit size: \(n=4\), prover: \(\mathcal{O}(n\cdot\text{log}n)\), proof size and verifier: \(\mathcal{O}(1)\)
+
z
\iff

Gate Constraints

\times
w_1
w_1
+
w_2
c
\times
+
z
1
2
3
4
Gate Constraint
1
w_1 \times w_1 = x_1
2
x_1 \times w_1 = x_2
3
w_2 + c = x_3
4
x_2 + x_3 = z
\textsf{a}
\textsf{b}
\textsf{c}
\textsf{q}_L
\textsf{q}_R
\textsf{q}_M
\textsf{q}_O
\textsf{q}_M
\textsf{q}_O
\textsf{q}_C
  • A gate constraint with inputs \((a, b, c)\) is written as:
\textcolor{gray}{\textsf{q}_L} a + \textcolor{grey}{\textsf{q}_R} b + \textcolor{grey}{\textsf{q}_M} a \times b + \textcolor{grey}{\textsf{q}_O} c + \textcolor{grey}{\textsf{q}_C} = 0
\textsf{q}_O
\textsf{q}_M
\textcolor{grey}{1
\textcolor{grey}{0}
}
w_1
w_1
x_1
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_1
w_2
x_2
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
w_2
c
x_3
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_2
x_3
z
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
  • Prove that each gate identity is zero
  • Convert vectors \((a, \dots, \textcolor{grey}{\textsf{q}_C})\) to polynomials:
\textcolor{gray}{\textsf{q}_L(X)} a(X) + \textcolor{grey}{\textsf{q}_R(X)} b(X) + \textcolor{grey}{\textsf{q}_M(X)} a(X) b(X) + \textcolor{grey}{\textsf{q}_O(X)} c(X) + \textcolor{grey}{\textsf{q}_C(X)} = 0

Gate Constraints

\textsf{a}
\textsf{b}
\textsf{c}
\textsf{q}_L
\textsf{q}_R
\textsf{q}_M
\textsf{q}_O
\textsf{q}_M
\textsf{q}_O
\textsf{q}_C
\textsf{q}_O
\textsf{q}_M
\textcolor{grey}{1
\textcolor{grey}{0}
}
X
f(X)
\omega^0
\omega^1
\omega^2
\omega^3
x_1
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_2
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_3
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
z
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
w_1
x_1
w_2
x_2
w_1
w_2
c
x_3
w_1
x_1
w_2
x_2
w_1
w_2
c
x_3
\underbrace{\hspace{5cm}}_{H}

Gate Constraints

\textsf{a}
\textsf{b}
\textsf{c}
\textsf{q}_L
\textsf{q}_R
\textsf{q}_M
\textsf{q}_O
\textsf{q}_M
\textsf{q}_O
\textsf{q}_C
\textsf{q}_O
\textsf{q}_M
\textcolor{grey}{1
\textcolor{grey}{0}
}
X
f(X)
\omega^0
\omega^1
\omega^2
\omega^3
x_1
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_2
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_3
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
z
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
w_1
x_1
w_2
x_2
w_1
w_2
c
x_3
w_1
w_2
c
x_3
w_1
x_1
w_2
x_2
a(X)
  • Plonk uses univariate polynomials to represent witness and selector vectors
  • The arithmetic identity must be 0 over \(H\) 
  • That is: \(\forall x \in H\) we should have
\underbrace{\hspace{5cm}}_{H}
f_{\text{arith}}(x) := \textcolor{gray}{\textsf{q}_L(x)} a(x) + \textcolor{grey}{\textsf{q}_R(x)} b(x) + \textcolor{grey}{\textsf{q}_M(x)} a(x) b(x) + \textcolor{grey}{\textsf{q}_O(x)} c(x) + \textcolor{grey}{\textsf{q}_C(x)} = 0

Gate Constraints

\textsf{a}
\textsf{b}
\textsf{c}
\textsf{q}_L
\textsf{q}_R
\textsf{q}_M
\textsf{q}_O
\textsf{q}_M
\textsf{q}_O
\textsf{q}_C
\textcolor{grey}{1
\textcolor{grey}{0}
}
X
f(X)
\omega^0
\omega^1
\omega^2
\omega^3
x_1
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_2
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_3
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
z
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
w_1
x_1
w_2
x_2
w_1
w_2
c
x_3
w_1
w_2
c
x_3
w_1
x_1
w_2
x_2
a(X)
\underbrace{\hspace{5cm}}_{H}
  • We know that \(f_{\text{arith}}(X)\) must be \(0\) on \(H\)
  • Thus, the set of roots of \(f_{\text{arith}}(X)\) must be \(\supseteq H\)
\begin{aligned} \implies f_{\text{arith}}(X) &= \textcolor{grey}{(X-\omega^0)(X-\omega^1)(X-\omega^2)(X-\omega^3)} \cdot t_{\text{arith}}(X) \\[5pt] &= \textcolor{grey}{Z_H(X)} \cdot t_{\text{arith}}(X) \end{aligned}
  • Thus, if we compute \(t_{\text{arith}(X)} = \frac{f_{\text{arith}}(X)}{Z_H(X)}\) and send it to verifier, we're done!

Copy Constraints

\textsf{a}
\textsf{b}
\textsf{c}
\textsf{q}_L
\textsf{q}_R
\textsf{q}_M
\textsf{q}_O
\textsf{q}_M
\textsf{q}_O
\textsf{q}_C
\textcolor{grey}{1
\textcolor{grey}{0}
}
x_1
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_2
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_3
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
z
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
w_1
x_1
w_2
x_2
w_1
w_2
c
x_3
w_1
w_2
c
x_3
\textsf{S}_{\sigma_1}
\textsf{S}_{\sigma_2}
\textsf{S}_{\sigma_3}
\textsf{q}_O
\textsf{q}_M
\textcolor{grey}{\omega^0 \rightarrow 2}
\textcolor{grey}{\omega^1 \rightarrow 3}
\textcolor{grey}{k_1\omega^0 \rightarrow 1}
\textcolor{grey}{\omega^2 \rightarrow 5}
\textcolor{grey}{\omega^3 \rightarrow 6}
1
4
7
10
2
5
8
11
3
6
9
12
\textcolor{grey}{k_1\omega^1 \rightarrow 7}
\textcolor{grey}{k_1\omega^2 \rightarrow 8}
\textcolor{grey}{k_1\omega^3 \rightarrow 9}
\textcolor{grey}{k_2\omega^0 \rightarrow 4}
\textcolor{grey}{k_2\omega^1 \rightarrow 10}
\textcolor{grey}{k_2\omega^2 \rightarrow 11}
\textcolor{grey}{k_2\omega^3 \rightarrow 12}
z_{i+1} = z_i \frac{ (a_i \textcolor{grey}{+ \beta \omega^i + \gamma}) (b_i \textcolor{grey}{+ \beta k_1\omega^i + \gamma}) (c_i \textcolor{grey}{+ \beta k_2\omega^i + \gamma})} { (a_i \textcolor{grey}{+ \beta \sigma_1(i) + \gamma}) (b_i \textcolor{grey}{+ \beta \sigma_2(i) + \gamma}) (c_i \textcolor{grey}{+ \beta \sigma_3(i) + \gamma}) }
  • Compute permutation values: \(z_1=1\) and for \(i \in \{1, 2, \dots, n-1\}\)
  • In terms of polynomials, we need to prove: \(\forall x \in H\)
Z(x\omega) ( (a(x) \textcolor{grey}{+ \beta S_{\sigma_1}(x) + \gamma}) (b(x) \textcolor{grey}{+ \beta S_{\sigma_2}(x) + \gamma}) (c(x) \textcolor{grey}{+ \beta S_{\sigma_3}(x) + \gamma}) ) \\[3pt] - ( (a(x) \textcolor{grey}{+ \beta x + \gamma}) (b(x) \textcolor{grey}{+ \beta k_1x + \gamma}) (c(x) \textcolor{grey}{+ \beta k_2x + \gamma}) ) = 0

Drawbacks of Plonk

  • Compute quotient polynomial \(t(X)\)
\begin{aligned} t(X) =& \left(a(X)b(X)\textcolor{gray}{q_M(X)} + a(X)\textcolor{gray}{q_L(X)} + b(X)\textcolor{gray}{q_R(X)} + c(X)\textcolor{gray}{q_O(X)} + \textcolor{gray}{q_C(X)}\right){\scriptsize \frac{1}{Z_H(X)}} + \\ & (a(X) \textcolor{grey}{+ \beta X + \gamma}) (b(X) \textcolor{grey}{+ \beta k_1X + \gamma}) (c(X) \textcolor{grey}{+ \beta k_2X + \gamma}) (z(X)) {\scriptsize\frac{\alpha}{Z_H(X)}} -\\ & (a(X) \textcolor{grey}{+ \beta S_{\sigma_1}(X) + \gamma}) (b(X) \textcolor{grey}{+ \beta S_{\sigma_2}(X) + \gamma}) (c(X) \textcolor{grey}{+ \beta S_{\sigma_3}(X) + \gamma}) (z(X\omega)) {\scriptsize\frac{\alpha}{Z_H(X)}} +\\ & (z(X) - 1)\textcolor{gray}{L_1(X)} {\scriptsize\frac{\alpha^2}{Z_H(X)}} \end{aligned}
\textsf{arithmetic gate constraint}: 3n
\textsf{copy constraint}: 4n
  • In summary, we convert identities into univariate polynomial identities.
  • Then, we prove that each of the polynomial identities is 0 on a subgroup \(H\).
  • Computing \(t(X)\) requires the \(\textcolor{forestgreen}{4n}\)-evaluation form of polynomials.
  • Thus, lots of FFTs and iFFTs needed for the \(\textcolor{forestgreen}{4n}\)-evaluation form
  • Problem 1: For zkEVM circuits (\(\approx 2^{30}\)), FFTs become the bottleneck as \(\mathcal{O}(4n. \text{log}(4n))\)
  • Problem 2: High-degree gates increase the FFT and MSM complexity

Alternative Polynomial Representation

\textsf{a}
\textsf{b}
\textsf{c}
\textsf{q}_L
\textsf{q}_R
\textsf{q}_M
\textsf{q}_O
\textsf{q}_M
\textsf{q}_O
\textsf{q}_C
\textsf{q}_O
\textsf{q}_M
\textcolor{grey}{1
\textcolor{grey}{0}
}
X
f(X,Y)
x_1
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_2
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_3
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
z
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
w_1
x_1
w_2
x_2
w_1
w_2
c
x_3
w_1
x_1
w_2
x_2
w_1
w_2
c
x_3
Y
(0,0)
(1,0)
(0,1)
(1,1)

Alternative Polynomial Representation

\textsf{a}
\textsf{b}
\textsf{c}
\textsf{q}_L
\textsf{q}_R
\textsf{q}_M
\textsf{q}_O
\textsf{q}_M
\textsf{q}_O
\textsf{q}_C
\textsf{q}_O
\textsf{q}_M
\textcolor{grey}{1
\textcolor{grey}{0}
}
X
f(X,Y)
x_1
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_2
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
x_3
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
z
\textcolor{grey}{1}
\textcolor{grey}{1}
\textcolor{grey}{0}
\textcolor{grey}{0}
\textcolor{grey}{0}
w_1
x_1
w_2
x_2
w_1
w_2
c
x_3
w_1
w_2
c
x_3
Y
(0,0)
(1,0)
(0,1)
(1,1)
w_1
x_1
w_2
x_2
  • Use \(\mu\)-variate polynomials with \(\mu=\text{log}_2n\)
  • Boolean hypercube: \(B_\mu = \{0,1\}^\mu\)
  • Prove that a multi-variate polynomial is 0 on \(B_\mu\) 
    • Use sumcheck! But how?
  • Convert all of the identities to sumcheck!

Multi-variate Polynomials

  • Boolean hypercube: \(B_\mu = \{0,1\}^\mu\), let \(n:=2^\mu\)
  • \(\mathcal{F}_\mu^{\le d}:\) Set of multi-variate polynomials \(\mathbb{F}[X_1, X_2, \dots, X_\mu]\) s.t. \(\text{deg}(X_j) \le d \ \ \forall j \in [\mu]\)
  • Given \(f(X_1, X_2, X_3)\), we define its MLE \(\hat{f}\in \mathcal{F}_\mu^{\le 1}\) as:
f_0
f_1
f_3
f_2
f_4
f_6
f_5
f_7
\begin{aligned} \hat{f}(X_1, X_2, X_3) := & \ \textcolor{grey}{(1-X_3)}\textcolor{grey}{(1-X_2)}\textcolor{grey}{(1-X_1)}f_0 \ + \\ & \ \textcolor{grey}{(1-X_3)}\textcolor{grey}{(1-X_2)}(X_1)f_1 \ + \\ & \ \textcolor{grey}{(1-X_3)}(X_2)\textcolor{grey}{(1-X_1)}f_2 \ + \\ & \ \vdots \\ & \ (X_3)(X_2)\textcolor{grey}{(1-X_1)}f_4 \ + \\ & \ (X_3)(X_2)(X_1)f_7 \ + \\ \end{aligned}
  • Merge two \(f,g\in \mathcal{F}_{\mu}\) to get \(h \in \mathcal{F}_{\mu+1}\)
\textsf{merge}(f,g) = (1-X_0)f(X_1, \dots, X_\mu) + X_0g(X_1, \dots, X_\mu)
g_0
g_1
g_3
g_2
g_4
g_6
g_5
g_7
X_0=0
X_0=1

HyperPlonk Buildup

G
L_i
R_i
O_i
  • Gate constraint: \(\forall \vec{x} \in B_\mu\)
\begin{aligned} & \textcolor{grey}{S_{\textsf{add}}(\vec{x})} \Big( \textcolor{pink}{M(0,0,\vec{x})} + \textcolor{lightgreen}{M(0,1,\vec{x})} \Big) + \textcolor{grey}{S_{\textsf{mul}}(\vec{x})} \Big(\textcolor{pink}{M(0,0,\vec{x})} \cdot \textcolor{lightgreen}{M(0,1,\vec{x})}) + \\ & \textcolor{grey}{S_{\textsf{gate}}(\vec{x})} G\Big[ \textcolor{pink}{M(0,0,\vec{x})}, \textcolor{lightgreen}{M(0,1,\vec{x})} \Big] - \textcolor{skyblue}{M(1,0,\vec{x})} = 0 \end{aligned}
L_0
L_1
L_3
L_2
L_4
L_6
L_5
L_7
R_0
R_1
R_3
R_2
R_4
R_6
R_5
R_7
O_0
O_1
O_3
O_2
O_4
O_6
O_5
O_7
M(0,0,\vec{x}) \equiv L(\vec{x})
M(0,1,\vec{x}) \equiv R(\vec{x})
M(1,0,\vec{x}) \equiv O(\vec{x})
  • Copy constraint: permutation function \(\sigma: B_{\mu+2} \rightarrow B_{\mu+2}\)
\begin{aligned} \Big\{ \vec{x}, M(\vec{x}) \Big\}_{\vec{x} \in B_{\mu+2}} = \Big\{ \sigma(\vec{x}), M(\vec{x}) \Big\}_{\vec{x} \in B_{\mu+2}} \end{aligned}

Gate Constraint

  • Gate constraint: \(\forall \vec{x} \in B_\mu\)
\begin{aligned} & \textcolor{grey}{S_{\textsf{add}}(\vec{x})} \Big( \textcolor{pink}{M(0,0,\vec{x})} + \textcolor{lightgreen}{M(0,1,\vec{x})} \Big) + \textcolor{grey}{S_{\textsf{mul}}(\vec{x})} \Big(\textcolor{pink}{M(0,0,\vec{x})} \cdot \textcolor{lightgreen}{M(0,1,\vec{x})}) + \\ & \textcolor{grey}{S_{\textsf{gate}}(\vec{x})} G\Big[ \textcolor{pink}{M(0,0,\vec{x})}, \textcolor{lightgreen}{M(0,1,\vec{x})} \Big] - \textcolor{skyblue}{M(1,0,\vec{x})} = 0 \end{aligned}
\implies \Big\{f_{\textsf{gate}}(\vec{x}) = 0\Big\}_{\vec{x}\in B_{\mu+2}}
  • Sample a challenge vector \(\vec{r} \leftarrow \mathbb{F}^{\mu+2}\) and compute:
\begin{aligned} \hat{f}_{\textsf{gate}}(\vec{x}) = &\ f_{\textsf{gate},0} \cdot (1-r_{\mu+2})\dots(1-r_1)(1-r_0) \ + \\ &\ f_{\textsf{gate},1} \cdot (1-r_{\mu+2})\dots(1-r_1)(r_0) \ + \\ &\ \ \vdots \\ &\ f_{\textsf{gate},2^{\mu+2}-1} \cdot (r_{\mu+2})\dots(r_1)(r_0) \end{aligned}
  • ZeroCheck: Run a sum-check on \(\hat{f}_{\textsf{gate}}(\vec{X})\) with sum 0.
f_0
f_1
f_3
f_2
f_4
f_6
f_5
f_7
(1-r_3)(1-r_2)(1-r_1)
(1-r_3)(1-r_2)(r_1)
(r_3)(1-r_2)(r_1)
(1-r_3)(r_2)(r_1)
(1-r_3)(r_2)(1-r_1)
(r_3)(1-r_2)(r_1)
(r_2)(1-r_1)(1-r_0)
(r_3)(r_2)(r_1)

Copy Constraint

  • The permutation check: let \(\sigma: B_\mu \rightarrow B_\mu\) and \(f, g \in \mathcal{F}_{\mu}^{\le d}\) s.t.
\implies \Big\{g(\vec{x}) = f(\sigma(\vec{x}))\Big\}_{\vec{x}\in B_{\mu}}
  • Now we need to show that the sets of tuples are equal:
  • ProductCheck: Run a product-check on \(\frac{f'}{g'}(\vec{X})\) with product 1.
  • Define permutation selectors as:
s_{\textsf{id}}(\vec{x}) = \textsf{decimal}(\vec{x}), \quad s_{\sigma}(\vec{x}) = \textsf{decimal}(\sigma(\vec{x}))
\Big\{s_{\textsf{id}}(\vec{x}), f(\vec{x})\Big\}_{x \in B_\mu} = \Big\{s_{\sigma}(\vec{x}), g(\vec{x})\Big\}_{x \in B_\mu}
  • Define \(f'(\vec{x}) := f(\vec{x}) + \textcolor{grey}{\beta}s_{\textsf{id}}(\vec{x}) + \textcolor{grey}{\gamma}\) and \(g'(\vec{x}) := g(\vec{x}) + \textcolor{grey}{\beta}s_{\sigma}(\vec{x}) + \textcolor{grey}{\gamma}\)
  • Its enough to show that
\begin{aligned} \prod_{\vec{x} \in B_\mu} \frac{f'(\vec{x})}{g'(\vec{x})}=1 \end{aligned}

HyperPlonk PIOPs

\(\texttt{Gate Constraint}\)

\(\texttt{Copy Constraint}\)

Sumcheck

  • Given a polynomial \(g: \mathbb{F}^\mu \rightarrow \mathbb{F}\) and \(X = \{x_i\}_{i \in [\mu]}\) compute the sum
\begin{aligned} H = \sum_{X \in B_\mu} g(x_1, x_2, \dots, x_\mu) \end{aligned}
  • Intuition: evaluation on a boolean hypercube

\(g(x,y) = \frac{-4x}{(x^2+y^2+1)}\)

  • Naively, a verifier would require \(2^\mu\) evaluations of \(g(.)\)
  • Sumcheck protocol requires \(\mathcal{O}(\mu + \lambda)\) verifier work
  • Here \(\lambda\) is the cost to evaluate \(g(.)\) at some \(r \in \mathbb{F}^{m}\)
  • Prover's work is \(\mathcal{O}(2^\mu)\), i.e. linear in no of constraints
\begin{aligned} H = g(0,0) + g(0,1) + g(1,0) + g(1,1) \end{aligned}
= 0 + 0 - 2 - \frac{4}{3} = -\frac{10}{3}

Sumcheck

  • Honest prover starts by computing \(v = \sum_{X \in \{0,1\}^\mu}g(x_1, x_2, \dots, x_\mu)\)

\(g_1(\textcolor{orange}{X_1}) := \sum_{x_2\dots}g(\textcolor{orange}{X_1},x_2, \dots, x_m)\)

\(g_2(\textcolor{orange}{X_2}) := \sum_{x_3\dots}g(\textcolor{green}{r_1}, \textcolor{orange}{X_2}, x_3, \dots, x_m)\)

\(v \stackrel{?}{=} g_1(0) + g_1(1)\)

\(g_1(\textcolor{green}{r_1}) \stackrel{?}{=} g_2(0) + g_2(1)\)

\(g_3(\textcolor{orange}{X_3}) := \sum_{x_4\dots}g(\textcolor{green}{r_1}, \textcolor{green}{r_2}, \textcolor{orange}{X_3}, x_4, \dots, x_m)\)

\(g_\mu(\textcolor{orange}{X_\mu}) := g(\textcolor{green}{r_1}, \textcolor{green}{r_2}, \dots, \textcolor{green}{r_{\mu-1}}, \textcolor{orange}{X_\mu})\)

\(g_2(\textcolor{green}{r_2}) \stackrel{?}{=} g_3(0) + g_3(1)\)

\(g_{\mu-1}(\textcolor{green}{r_{\mu-1}}) \stackrel{?}{=} g_\mu(0) + g_\mu(1)\)

\(g_{\mu}(\textcolor{green}{r_{\mu}}) \stackrel{?}{=} g(\textcolor{green}{r_1}, \textcolor{green}{r_2}, \dots, \textcolor{green}{r_\mu})\)

Prover \(\mathcal{P}\)

Verifier \(\mathcal{V}\)

\(g_1\)

\(r_1\)

\(g_2\)

\(g_3\)

\(g_\mu\)

\(r_{\mu-1}\)

\(r_2\)

\(\vdots\)

\(\vdots\)

\(\vdots\)

Sumcheck Costs

  • Prover costs:
    • In round \(i\in[\mu]\), evaluate \(g_i(\vec{x})\):
    • \(g_i(\textcolor{orange}{X}) := \sum_{\vec{x}\in B_{\mu-i}}g(\textcolor{green}{r_1, \dots, r_{i-1}}, \textcolor{orange}{X}, \vec{x})\)
    • \(\text{deg}_X(g_i) := \text{deg}_{x_i}(g)\)
    • No of evaluations: \(|B_{\mu-i}| = 2^{\mu-i}\)
    • Total evaluations: \(\sum_{i}\text{deg}_{x_i}(g) \cdot 2^{\mu-i}\)
    • Thus, total evaluations \(O(2^\mu)\) if degree of each variable is \(O(1)\)
  • Verifier costs:
    • In round \(i\), evaluate \(g_i(0), g_i(1), g_{i-1}(r_{i-1}) \implies O(\mu)\)
    • Cost of evaluating \(g(\vec{x})\) on \(\vec{x} = (r_1, \dots, r_\mu)\)
  • Proof size:
    • \(\sum_{i} (\text{deg}_{x_i}(g) + 1) \equiv O(\mu)\) if degree of each variable is \(O(1)\)

Non-Interactive Sumcheck

1
g_1(\textcolor{orange}{X_1}) := \sum_{x_2\dots}g(\textcolor{orange}{X_1},x_2, \dots, x_\mu)
\textcolor{skyblue}{[[g_1]],} \ \textcolor{lightgreen}{g_1(0), g_1(1), v}
2
g_2(\textcolor{orange}{X_2}) := \sum_{x_3\dots}g(\textcolor{green}{r_1}, \textcolor{orange}{X_2}, x_3, \dots, x_\mu)
\textcolor{skyblue}{[[g_2]],} \ \textcolor{lightgreen}{g_2(0), g_2(1), g_1(r_1)}
3
g_3(\textcolor{orange}{X_3}) := \sum_{x_4\dots}g(\textcolor{green}{r_1}, \textcolor{green}{r_2}, \textcolor{orange}{X_3}, x_4, \dots, x_\mu)
\textcolor{skyblue}{[[g_3]],} \ \textcolor{lightgreen}{g_3(0), g_3(1), g_2(r_2)}
\mu
g_\mu(\textcolor{orange}{X_\mu}) := g(\textcolor{green}{r_1}, \textcolor{green}{r_2}, \dots, \textcolor{green}{r_{\mu-1}}, \textcolor{orange}{X_m})
\textcolor{skyblue}{[[g_\mu]],} \ \textcolor{lightgreen}{g_\mu(0), g_\mu(1), g_{\mu-1}(r_{\mu-1})}
\vdots
\vdots
\vdots
\textcolor{grey}{\textsf{open}} \left( \left\{ g_i(X_i) \right\} \text{ at } \left\{ 0, 1, r_i \right\} \right) \quad \forall i \in [\mu]
\textcolor{skyblue}{\left\{[[q_1]], [[q_2]], \dots, [[q_{\mu+2}]]\right\},} \textcolor{lightgreen}{ g_\mu(r_\mu)}
  • Proof size: \(\#\mathbb{G} = 2\mu+2\) and \(\# \mathbb{F} = 3\mu\)
  • Prover computation with KZG:
    • \(2\mu+2\) MSMs of size \((d+1),\)
    • Evaluations: \(d\times 2^{\mu}\)
  • Verifier: 1 MSM of \(O(\mu)\) and 1 pairing 
  • Prover computation with Shplonk:
    • \(\mu+2\) MSMs of size \((d+1),\)
    • Evaluations: \(d\times 2^{\mu}\)

Non-Interactive Sumcheck  🚀

\textcolor{grey}{\textsf{open}} \left( \left\{ g'_i(X_i) \right\} \text{ at } \{r_i\} \right) \quad \forall i \in [\mu]
  • Proof size: \(\mathbb{G} \rightarrow 2\mu+1, \mathbb{F} \rightarrow 2\mu\)
  • Prover computation improvement: \(\mu+2\) MSMs of size \(d\)
\textcolor{olive}{g_i(1)} := v - \textcolor{lightgreen}{g_i(0)}
v \leftarrow \textcolor{olive}{g_i(r_i)} := \textcolor{lightgreen}{g'_i(r_i)}\cdot r_i(1-r_i) + \textcolor{lightgreen}{g_i(0)}(1-r_i) +\textcolor{olive}{g_i(1)}(r_i)
  • The verifier can compute the other two evaluations using \(\textcolor{lightgreen}{g_i(0), g'(r_i)}\)
  • This would require prover to open \(g'_i(X)\) only at \(r_i\):
i
g_i(\textcolor{orange}{X}) := \sum_{x_i\dots}g(\textcolor{green}{r_1, \dots, r_{i-1},} \textcolor{orange}{X}, x_{i+1}, \dots, x_{\mu})
\begin{aligned} g'_i(\textcolor{orange}{X}) := \frac{ g_i(\textcolor{orange}{X}) - (1-\textcolor{orange}{X})g_i(0) + (\textcolor{orange}{X})g_i(1) } { \textcolor{orange}{X}(1-\textcolor{orange}{X}) } \end{aligned}
\textcolor{skyblue}{[[g'_i]],} \ \textcolor{lightgreen}{g_i(0), g'(r_i)}
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