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Regulatory Framework
Role of Regulators
Learning Outcome
5
Analyse effects of non-compliance.
4
Understand capital market regulations.
3
Explain SEBI’s key functions.
2
Identify major Indian financial regulators and their roles.
1
Understand financial regulation and its importance.
A regulator is a government-authorized body that oversees and enforces rules in a specific industry. In financial markets, regulators supervise participants, prevent violations, and ensure fair, transparent, and stable markets.
Key regulatory bodies in India
What is a Regulator?
Core Functions of Regulators
Regulators typically discharge six major functions:
Transition from Analogy to Technical Concept(Slide 5)
Core Concepts (Slide 6)
Core Concepts (Slide 7)
Core Concepts (.....Slide N-3)
Summary
5
Build strong branding
4
Use different marketing channels
3
Target the right audience
2
Create and communicate value
1
Understand customer needs
Choose cool, soft colors instead of vibrant colors
Max 5 Points for Summary & Min 2
Quiz
Which platform is mainly used for professional networking and B2B marketing ?
A. Facebook
B. Instagram
C. LinkedIn
D. Snapchat
Quiz-Answer
Which platform is mainly used for professional networking and B2B marketing ?
A. Facebook
B. Instagram
C. LinkedIn
D. Snapchat
Regulatory Framework - Role of Regulators
By Content ITV
