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Joseph Stone Capital

Joseph Stone Capital, LLC is a full-service boutique investment banking firm committed to providing clients with outstanding personal attention in a wide range of financial services for over 20 years. This approach distinguishes us in the industry and accounts for our outstanding record of long-term stability and growth.

 Our investment banking department focuses on emerging growth companies. Among our many areas of expertise are raising capital and advising on mergers and acquisitions. Our financial expertise enables us to structure transactions that satisfy the needs of both our corporate clients and our investors.

Investment Banking

As a boutique investment banking firm, Joseph Stone Capital provides value-added service to a select group of corporate, individual and institutional clients.
While our capabilities are broad, our key focus areas include public offering, IPO, private placement, strategic corporate advisory, and merger and acquisition advisory services for growth companies in broad industries including, but not limited to, healthcare, technology and digital media sectors etc.. We seek companies with innovative technologies and intellectual capital as well as strong growth potential, and in keeping with our firm’s philosophy, we forge long-term relationships. This includes guiding them through all cycles of growth

 

Our corporate finance team of seasoned business and financial professionals provides industry expertise and ensures that clients executing an investment banking transaction are well prepared. By applying high-end transactional expertise, we maximize deal terms and protect the client’s interest. Our commitment guarantees that our clients receive the individual attention and direction they need."

Our Suite of Investment Banking Services Includes

 

Corporate finance, including underwriting companies through initial public offering, reverse mergers, secondary and convertible debt offerings, as well as private placements, registered direct offerings, and at-the-marketing offerings.

 

Financial advisory services, including mergers and acquisitions, corporate restructuring, strategic advisory, and fairness opinions.

 

Financial Services  

We know that every investor has their own unique set of goals, which is reflected by your personal investment objectives. At Joseph Stone Capital, LLC, our investment professionals meet these demands with our broad range of experience and expertise.

Joseph Stone Capital Approach

Our financial services take a strategy-first approach by creating a unique and customized plan for each client that utilizes both technical and fundamental analysis. We work through volatile markets and build our relationships by committing ourselves towards achieving our clients’ financial goals. At Joseph Stone Capital, LLC, we have an experienced and knowledgeable team that can quickly respond to our clients' needs in the fast paced and ever-changing market environment of today.

Corporate Finance

Public Offerings & IPOs

Joseph Stone Capital provides highly professional investment banking services for companies seeking capital to implement well-defined growth plans.

 

Private Placements and Registered Direct Offerings

Joseph Stone Capital assists both public and private companies in raising private capital for all phases of growth. We help you to save time and money and remain in control of your business.

SPAC (Special Purpose Acquisition Company)

A SPAC (Special Purpose Acquisition Company) is a publicly-traded vehicle that has been formed to facilitate a business combination. SPAC enables a company to go public through mergers & Acquisition process.

Bridge Loans

Joseph Stone Capital provides customized bridge loans to satisfy short- and medium-term capital requirements for stabilizing or growing your business. A bridge loan can be an excellent solution for financing specific projects.

Syndicate Offerings

Joseph Stone Capital works with an extensive network of national and regional investment banking firms on a variety of corporate finance deals.

Fixed Income Offerings

Joseph Stone Capital fixed income experts will guide you on structuring an advantageous transaction for a capital raise based on your goals, credit and current market conditions.

Secondary Offerings

Whether you need to refinance or raise capital to grow your company underwriters will guide you to get the best deal.

At-the-Market Offering (ATM)

Joseph Stone Capital facilitates ATM offering to provide an efficient means of raising measured amounts of equity capital over time.

Advisory Services

Mergers and Acquisitions

Joseph Stone Capital provides mergers and acquisitions advisory services to small and mid-sized companies looking to expand operations, increase long-term profitability and add shareholder value.

Reverse Merger

Our team insists with the acquisition of a public company by a private company so that the private company can bypass the lengthy and complex process of going public.

Valuation and Fairness Opinions

Whether buying or selling, we provide detailed analysis and valuation for your transaction. Our goal is to provide you with an advantageous decision-making tool that will get the deal done.

Corporate Restructuring

Joseph Stone Capital provides complete advisory services related to business restructuring and recapitalization. We know how to help you improve your company and profitability.

Financial Advisory

Joseph Stone Capital offers strategic advice and process execution that is focused on results and based on knowledge and vision. By combining a deep understanding of your objectives, your industry, and securities markets, we will help you navigate the short- and long-term opportunities and challenges facing your organization.

Asset Divestitures

Whether it’s for strategic, financial or operational reasons we can help you get the best deal on an asset sale. Our experts will guide you through the process, help with strategy, analysis and finding the best buyer or a group of buyers.

Joseph Stone Capital Advantage

•Extensive experience in assisting emerging or growth companies raise capital

•Investment Banking service center

•Great record of success in raising capital for growing companies

•Extended network of potential investors

•Marketing and regulatory expertise to help you succeed

Joseph Stone Capital - Financial Services and Investment Banking

By Joseph Stone Capital

Joseph Stone Capital - Financial Services and Investment Banking

Joseph Stone Capital, LLC, is a fully disclosed broker-dealer and member of FINRA and SIPC. FINRA Rule 3510 requires each member firm to create and maintain a business continuity plan. In accordance with the rule the Firm has developed a plan to ensure the continuity of operations during business emergencies and disruptions.

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