Lecture 07: Signals

Principles of Computer Systems

Spring 2019

Stanford University

Computer Science Department

Instructors: Chris Gregg and

Phil Levis

PDF of this presentation

"The barman asks what the first one wants, two race conditions walk into a bar."

Last time, Phil discussed the Disneyland example, and discussed one issue with signal handling. To recap:
- Five kids run about Disneyland for the same amount of time. In our code, they all sleep(3) so all five children finish at a almost the same time (they are running in parallel, remember).
- The code is here, except sleep(3 * kid) has become sleep(3)
- The output presented below makes it clear dad never detects all five kids are present and accounted for, and the program runs forever because dad keeps going back to sleep.

cgregg*@myth60$ ./broken-pentuplets 
Let my five children play while I take a nap.
At least one child still playing, so dad nods off.
Kid #1 done playing... runs back to dad.
Kid #2 done playing... runs back to dad.
Kid #3 done playing... runs back to dad.
Kid #4 done playing... runs back to dad.
Kid #5 done playing... runs back to dad.
Dad wakes up! At least one child still playing, so dad nods off.
Dad wakes up! At least one child still playing, so dad nods off.
Dad wakes up! At least one child still playing, so dad nods off.
Dad wakes up! At least one child still playing, so dad nods off.
^C # I needed to hit ctrl-c to kill the program that loops forever!
cgregg@myth60$

Lecture 07: Signals - revisiting Disneyland

As Phil discussed, if multiple children finish at the same time, the signal handler is only run once.
- If three SIGCHLD signals are delivered while dad is off the processor, the operating system only records the fact that at one or more SIGCHLDs came in.
- When the parent is forced to execute its SIGCHLD handler, it must do so on behalf of the one or more signals that may have been delivered since the last time it was on the processor.
- That means our SIGCHLD handler needs to call waitpid and WNOHANG, in a loop, as with:

static void reapChild(int unused) {
  while (true) {
    pid_t pid = waitpid(-1, NULL, WNOHANG);
    if (pid <= 0) break; // note the < is now a <=
    numDone++;
  }
}

Lecture 07: Signals

Now, all of the children that have stopped get cleaned up by the waitpid, and there is no blocking.
You might rightly ask -- what happens if a signal comes in while the signal handler is running?
This is an important question! Let's take a few minutes to think about the consequences of a signal coming in during the reapChild function.

Let's assume that three children finish at almost exactly the same time, and the reapChild function gets called.
The while loop gets executed three times, to clean up the three children that triggered SIGCHLD handler.
But, what if another child finishes somewhere in the loop? The designers of Linux could have chosen to assume that waitpid will clean up after that one, as well. If that was the case, let's first look at what happens if the fourth child finishes after line 5 above.
- The while loop will continue, and then waitpid will properly clean up after the fourth child. Yay!

static void reapChild(int unused) {
  while (true) {
    pid_t pid = waitpid(-1, NULL, WNOHANG);
    if (pid <= 0) break;
    numDone++;
  }
}

Lecture 07: Signals

But, what happens if the fourth child ends right after line 3?
- In this case, the return value for waitpid will be 0 to indicate that there are still remaining children to finish (correct at that point in time), and then proceed to line 4, which will break out of the loop, and leave the function. The fourth child would not get cleaned up.
If Linux assumed that the signal handler cleaned up fourth child, this would be a bug!
So, it turns out that Linux made the following decision:
- "When the handler for a particular signal is invoked, that signal is automatically blocked until the handler returns. That means that if two signals of the same kind arrive close together, the second one will be held until the first has been handled." (bold mine)
- The "close together" part is a bit confusing -- if two children finish really close together, only one signal will be generated (and must be cleaned up as above). If a further child ends, it will generate a new signal that will call the signal handler again, after the currently-running function ends.

Lecture 07: Signals

static void reapChild(int unused) {
  while (true) {
    pid_t pid = waitpid(-1, NULL, WNOHANG);
    if (pid <= 0) break;
    numDone++;
  }
}

To reiterate:
- If one or more children end almost simultaneously, only one signal will be generated, and the children must be cleaned up in a loop, as above.
- If another child ends while the signal handler above is running, another signal will be generated, and it will fire after the above function ends.
  - The function will run again, and then can properly clean up the child that just ended.
As we saw, if the Linux designers had not done it this way, there could be a race condition, where we have behavior that we cannot rely on. Race conditions crop up everywhere when writing concurrent code (i.e., processes that run concurrently), so not only do we as programmers need to be aware of it, but we also have to understand how the system works so we know what we really can expect.

Lecture 07: Signals

static void reapChild(int unused) {
  while (true) {
    pid_t pid = waitpid(-1, NULL, WNOHANG);
    if (pid <= 0) break;
    numDone++;
  }
}

All SIGCHLD handlers generally have this while loop structure.
- Call waitpid(-1, &status, WNOHANG)
- A return value of -1 typically means that there are no child processes left.
- A return value of 0—that's a new possible return value for us—means there are other child processes, and we would have normally waited for them to exit, but we’re returning instead because of the WNOHANG being passed in as the third argument.
The third argument supplied to waitpid can include several flags bitwise-or'ed together.
- WUNTRACED informs waitpid to block until some child process has either ended or been stopped ("stopped" in this case really means "paused").
- WCONTINUED informs waitpid to block until some child process has either ended or resumed from a stopped state.
- WUNTRACED | WCONTINUED | WNOHANG asks that waitpid return information about a child process that has changed state (i.e. exited, crashed, stopped, or continued) but to do so without blocking.

Lecture 07: Signals

Synchronization, multi-processing, parallelism, and concurrency.
- All of the above are central themes of the course, and all are difficult to master.
- When you introduce multiprocessing (as you do with fork) and asynchronous signal handling (as you do with signal), concurrency issues and race conditions will creep in unless you code very, very carefully.
- Signal handlers and the asynchronous interrupts that come with them mean that your normal execution flow can, in general, be interrupted at any time to handle signals.
- Consider the program on the next slide, which is a nod to the type of code you'll write for Assignment 4. The full program, with error checking, is right here):
  - The program spawns off three child processes at one-second internals.
  - Each child process prints the date and time it was spawned.
  - The parent also maintains a pretend job list. It's pretend, because rather than maintaining a data structure with active process ids, we just inline printf statements stating where pids would be added to and removed from the job list data structure instead of actually doing it.

Lecture 07: Masking Signals and Deferring Handlers

Here is the program itself on the left, and some test runs on the right.

// job-list-broken.c
static void reapProcesses(int sig) {
  while (true) {
    pid_t pid = waitpid(-1, NULL, WNOHANG);
    if (pid <= 0) break;
    printf("Job %d removed from job list.\n", pid);
  }
}

char * const kArguments[] = {"date", NULL};
int main(int argc, char *argv[]) {
  signal(SIGCHLD, reapProcesses);
  for (size_t i = 0; i < 3; i++) {
    pid_t pid = fork();
    if (pid == 0) execvp(kArguments[0], kArguments);
    sleep(1); // force parent off CPU
    printf("Job %d added to job list.\n", pid);
  }
  return 0;
}

myth60$ ./job-list-broken
Sun Jan 27 03:57:30 PDT 2019
Job 27981 removed from job list.
Job 27981 added to job list.
Sun Jan 27 03:57:31 PDT 2019
Job 27982 removed from job list.
Job 27982 added to job list.
Sun Jan 27 03:57:32 PDT 2019
Job 27985 removed from job list.
Job 27985 added to job list.
myth60$ ./job-list-broken
Sun Jan 27 03:59:33 PDT 2019
Job 28380 removed from job list.
Job 28380 added to job list.
Sun Jan 27 03:59:34 PDT 2019
Job 28381 removed from job list.
Job 28381 added to job list.
Sun Jan 27 03:59:35 PDT 2019
Job 28382 removed from job list.
Job 28382 added to job list.
myth60$

Lecture 07: Masking Signals and Deferring Handlers

Even with a program this simple, there are implementation issues that need to be addressed

myth60$ ./job-list-broken
Sun Jan 27 03:57:30 PDT 2019
Job 27981 removed from job list.
Job 27981 added to job list.
Sun Jan 27 03:57:31 PDT 2019
Job 27982 removed from job list.
Job 27982 added to job list.
Sun Jan 27 03:57:32 PDT 2019
Job 27985 removed from job list.
Job 27985 added to job list.
myth60$ ./job-list-broken
Sun Jan 27 03:59:33 PDT 2019
Job 28380 removed from job list.
Job 28380 added to job list.
Sun Jan 27 03:59:34 PDT 2019
Job 28381 removed from job list.
Job 28381 added to job list.
Sun Jan 27 03:59:35 PDT 2019
Job 28382 removed from job list.
Job 28382 added to job list.
myth60$

The most troubling part of the output on the right is the fact that process ids are being removed from the job list before they're being added.
It's true that we're artificially pushing the parent off the CPU with that sleep(1) call, which allows the child process to churn through its date program and print the date and time to stdout.
Even if the sleep(1) is removed, it's possible that the child executes date, exits, and forces the parent to execute its SIGCHLD handler before the parent gets to its own printf. The fact that it's possible means we have a concurrency issue.
We need some way to block reapProcesses from running until it's safe or sensible to do so. Restated, we'd like to postpone reapProcesses from executing until the parent's printf has returned.

Lecture 07: Masking Signals and Deferring Handlers

The kernel provides directives that allow a process to temporarily ignore signal delivery.
The subset of directives that interest us are presented below:

The sigset_t type is a small primitive—usually a 32-bit, unsigned integer—that's used as a bit vector of length 32. Since there are just under 32 signal types, the presence or absence of signums can be captured via an ordered collection of 0's and 1's.
sigemptyset is used to initialize the sigset_t at the supplied address to be the empty set of signals. We generally ignore the return value.
sigaddset is used to ensure the supplied signal number, if not already present, gets added to the set addressed by additions. Again, we generally ignore the return value.
sigprocmask adds (if how is set to SIG_BLOCK) or removes (if how is set to SIG_UNBLOCK) the signals reachable from set to/from the set of signals being ignored at the moment. oldset is the location of a sigset_t that can be updated with the set of signals being blocked at the time of the call, so you can restore it later if you need to.

int sigemptyset(sigset_t *set);
int sigaddset(sigset_t *additions, int signum);
int sigprocmask(int how, const sigset_t *set, sigset_t *oldset);

Lecture 07: Masking Signals and Deferring Handlers

Here's a function that imposes a block on SIGCHLDs:
Here's a function that lifts the block on the signals packaged within the supplied vector:
Note that NULL is passed as the third argument to both sigprocmask calls. That just means that I don't care to hear about what signals were being blocked before the call.

static void imposeSIGCHLDBlock() {
  sigset_t set;
  sigemptyset(&set);
  sigaddset(&set, SIGCHLD);
  sigprocmask(SIG_BLOCK, &set, NULL);
}

static void liftSignalBlocks(const vector<int>& signums) {
  sigset_t set;
  sigemptyset(&set);
  for (int signum: signums) sigaddset(&set, signum);
  sigprocmask(SIG_UNBLOCK, &set, NULL);
}

Lecture 07: Masking Signals and Deferring Handlers

Here's an improved version of the job list program from earlier. (Full program here.)

// job-list-fixed.c
char * const kArguments[] = {"date", NULL};
int main(int argc, char *argv[]) {
  signal(SIGCHLD, reapProcesses);
  sigset_t set;
  sigemptyset(&set);
  sigaddset(&set, SIGCHLD);
  for (size_t i = 0; i < 3; i++) {
    sigprocmask(SIG_BLOCK, &set, NULL);
    pid_t pid = fork();
    if (pid == 0) {
      sigprocmask(SIG_UNBLOCK, &set, NULL);
      execvp(kArguments[0], kArguments);
    }
    sleep(1); // force parent off CPU
    printf("Job %d added to job list.\n", pid);
    sigprocmask(SIG_UNBLOCK, &set, NULL);
  }
  return 0;
}

myth60$ ./job-list-fixed
Sun Jan 27 05:16:54 PDT 2019
Job 3522 added to job list.
Job 3522 removed from job list.
Sun Jan 27 05:16:55 PDT 2019
Job 3524 added to job list.
Job 3524 removed from job list.
Sun Jan 27 05:16:56 PDT 2019
Job 3527 added to job list.
Job 3527 removed from job list.
myth60$ ./job-list-fixed
Sun Jan 27 05:17:15 PDT 2018
Job 4677 added to job list.
Job 4677 removed from job list.
Sun Jan 27 05:17:16 PDT 2018
Job 4691 added to job list.
Job 4691 removed from job list.
Sun Jan 27 05:17:17 PDT 2018
Job 4692 added to job list.
Job 4692 removed from job list.
myth60$

Lecture 07: Masking Signals and Deferring Handlers

The implementation of reapProcesses is the same as before, so I didn't reproduce it.
The updated parent programmatically defers its obligation to handle signals until it returns from its printf—that is, it's added the pid to the job list.
As it turns out, a forked process inherits blocked signal sets, so it needs to lift the block via its own call to sigprocmask(SIG_UNBLOCK, ...). While it doesn't matter for this example (date almost certainly doesn't spawn its own children or rely on SIGCHLD signals), other executables may very well rely on SIGCHLD, as signal blocks are retained even across execvp boundaries.
In general, you want the stretch of time that signals are blocked to be as narrow as possible, since you're overriding default signal handling behavior and want to do that as infrequently as possible.

myth60$ ./job-list-fixed
Sun Jan 27 05:16:54 PDT 2019
Job 3522 added to job list.
Job 3522 removed from job list.
Sun Jan 27 05:16:55 PDT 2019
Job 3524 added to job list.
Job 3524 removed from job list.
Sun Jan 27 05:16:56 PDT 2019
Job 3527 added to job list.
Job 3527 removed from job list.
myth60$ ./job-list-fixed
Sun Jan 27 05:17:15 PDT 2018
Job 4677 added to job list.
Job 4677 removed from job list.
Sun Jan 27 05:17:16 PDT 2018
Job 4691 added to job list.
Job 4691 removed from job list.
Sun Jan 27 05:17:17 PDT 2018
Job 4692 added to job list.
Job 4692 removed from job list.
myth60$

The program on the previous page addresses all of our concurrency concerns

Lecture 07: Masking Signals and Deferring Handlers

int kill(pid_t pid, int signum);
int raise(int signum); // equivalent to kill(getpid(), signum);

Signal extras: kill and raise
- Processes can message other processes using signals via the kill system call. And processes can even send themselves signals using raise.
- The kill system call is analogous to the /bin/kill shell command.
  - Unfortunately named, since kill implies SIGKILL implies death.
  - So named, because the default action of most signals in early UNIX implementations was to just terminate the target process.
- We generally ignore the return value of kill and raise. Just make sure you call it properly.
- The pid parameter is overloaded to provide more flexible signaling.
  - When pid is a positive number, the target is the process with that pid.
  - When pid is a negative number less than -1, the targets are all processes within the process group abs(pid). We'll rely on this in Assignment 4.
  - pid can also be 0 or -1, but we don't need to worry about those. See the man page for kill if you're curious.

Lecture 07: Masking Signals and Deferring Handlers

$ ./simplesh
simplesh> ls -l five-children.c
-rw------- 1 cgregg operator 1670 Sep 23 09:29 five-children.c
simplesh> date
Wed Oct  9 09:48:14 PDT 2019
simplesh>

Last week, we looked at mysystem, which was a very simple shell that allowed us to run commands:

Lecture 07: A more sophisticated shell (but not quite right yet...)

Now, let's look at a more sophisticated program, simplesh , which will allow us to run programs in the background as well as in the foreground.
simplesh operates as a read-eval-print loop—often called a repl—which itself responds to the many things we type in by forking off child processes.
- Each child process is initially a deep clone of the simplesh process.
- Each proceeds to replace its own process image with the new one we specify, e.g. ls, cp, our own CS110 search (which we wrote during our second lecture), or even emacs.
- As with traditional shells, a trailing ampersand—e.g. as with emacs &—is an instruction to execute the new process in the background without forcing the shell to wait for it to finish.
Implementation of simplesh is presented on the next slide. Where helper functions don't rely on CS110 concepts, I omit their implementations.

Lecture 07: A more sophisticated shell (but not quite right yet...)

Here's the core implementation of simplesh (full implementation is right here, and you can run the code on the following slide):

int main(int argc, char *argv[]) {
  while (true) {
    char command[kMaxCommandLength + 1];
    readCommand(command, kMaxCommandLength);
    char *arguments[kMaxArgumentCount + 1];
    int count = parseCommandLine(command, arguments, kMaxArgumentCount);
    if (count == 0) continue;
    if (strcmp(arguments[0], "quit") == 0) break; // hardcoded builtin to exit shell
    bool isbg = strcmp(arguments[count - 1], "&") == 0;
    if (isbg) arguments[--count] = NULL; // overwrite "&"
    pid_t pid = fork();
    if (pid == 0) execvp(arguments[0], arguments);
    if (isbg) { // background process, don't wait for child to finish
      printf("%d %s\n", pid, command);
    } else {    // otherwise block until child process is complete
      waitpid(pid, NULL, 0);
    }
  }
  printf("\n");
  return 0;
}

Lecture 07: A more sophisticated shell (but not quite right yet...)

What is the main issue with our simplesh?

int main(int argc, char *argv[]) {
  while (true) {
    char command[kMaxCommandLength + 1];
    readCommand(command, kMaxCommandLength);
    char *arguments[kMaxArgumentCount + 1];
    int count = parseCommandLine(command, arguments, kMaxArgumentCount);
    if (count == 0) continue;
    if (strcmp(arguments[0], "quit") == 0) break; // hardcoded builtin to exit shell
    bool isbg = strcmp(arguments[count - 1], "&") == 0;
    if (isbg) arguments[--count] = NULL; // overwrite "&"
    pid_t pid = fork();
    if (pid == 0) execvp(arguments[0], arguments);
    if (isbg) { // background process, don't wait for child to finish
      printf("%d %s\n", pid, command);
    } else {    // otherwise block until child process is complete
      waitpid(pid, NULL, 0);
    }
  }
  printf("\n");
  return 0;
}

Lecture 07: A more sophisticated shell (but not quite right yet...)

What is the main issue with our simplesh?
- Background processes are left as zombies for the lifetime of the shell!
We can handle this with signal handling.

int main(int argc, char *argv[]) {
  while (true) {
    char command[kMaxCommandLength + 1];
    readCommand(command, kMaxCommandLength);
    char *arguments[kMaxArgumentCount + 1];
    int count = parseCommandLine(command, arguments, kMaxArgumentCount);
    if (count == 0) continue;
    if (strcmp(arguments[0], "quit") ==) break; // hardcoded builtin to exit shell
    bool isbg = strcmp(arguments[count - 1], "&") == 0;
    if (isbg) arguments[--count] = NULL; // overwrite "&"
    pid_t pid = fork();
    if (pid == 0) execvp(arguments[0], arguments);
    if (isbg) { // background process, don't wait for child to finish
      printf("%d %s\n", pid, command);
    } else {    // otherwise block until child process is complete
      waitpid(pid, NULL, 0);
    }
  }
  printf("\n");
  return 0;
}

Lecture 07: A more sophisticated shell (but not quite right yet...)

Now we know about SIGCHLD signals and how to install SIGCHLD handlers to reap zombie processes. Let's upgrade our simplesh implementation to reap all process resources.

// simplesh-with-redundancy.c                                                                                                                                                           
static void reapProcesses(int sig) {
  while (waitpid(-1, NULL, WNOHANG) > 0) {;} // nonblocking, iterate until retval is -1 or 0
}

int main(int argc, char *argv[]) {
  signal(SIGCHLD, reapProcesses);
  while (true) {
    // code to initialize command, argv, and isbg omitted for brevity                                                                                                                                                              
    pid_t pid = fork();
    if (pid == 0) {
      execvp(argv[0], argv);
      printf("%s: Command not found\n", argv[0]);
      exit(0);
    }
    if (isbg) {
      printf("%d %s\n", pid, command);
    } else {
      waitpid(pid, NULL, 0);                                                                                                                                                                      
    }
  }
  printf("\n");
  return 0;
}

Lecture 07: A more sophisticated shell (but not quite right yet...)

The last version actually works, but it relies on a sketchy call to waitpid to halt the shell until its foreground process has exited.
- When the user creates a foreground process, normal execution flow advances to an isolated waitpid call to block until that process has terminated.
- When the foreground process finishes, however, the SIGCHLD handler is invoked, and its waitpid call is the one that culls the foreground process's resources.
- When the SIGCHLD handler exits, normal execution resumes, and the original call to waitpid returns -1 to state that there is no trace of a process with the supplied pid.
- The version on the last slide deck is effectively calling waitpid from main just to block until the foreground process vanishes.
- Even if you're content with this unorthodox use of waitpid—i.e. invoking a system call when you know it will fail—the waitpid call is redundant and replicates functionality better managed in the SIGCHLD handler.
  - We should only be calling waitpid in one place: the SIGCHLD handler.
  - This will be all the more apparent when we implement shells (e.g. Assignment 4's stsh) where multiple processes are running in the foreground as part of a pipeline (e.g. more words.txt | tee copy.txt | sort | uniq)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Here's an updated version that's careful to call waitpid from only one place.

// simplesh-with-race-and-spin.c                                                                                                                                                           
static pid_t fgpid = 0; // global, intially 0, and 0 means no foreground process                                                                                                                                                            
static void reapProcesses(int sig) {
  while (true) {
    pid_t pid = waitpid(-1, NULL, WNOHANG);
    if (pid <= 0) break;
    if (pid == fgpid) fgpid = 0; // clear foreground process
  }
}

static void waitForForegroundProcess(pid_t pid) {
  fgpid = pid;
  while (fgpid == pid) {;}
}

int main(int argc, char *argv[]) {
  signal(SIGCHLD, reapProcesses);
  while (true) {
    // code to initialize command, argv, and isbg omitted for brevity                                                                                                                                                              
    pid_t pid = fork();
    if (pid == 0) execvp(argv[0], argv);
    if (isbg) {
      printf("%d %s\n", pid, command);
    } else {
      waitForForegroundProcess(pid);                                                                                                                                                                      
    }
  }
  printf("\n");
  return 0;
}

Lecture 07: A more sophisticated shell (but not quite right yet...)

The version on the last page introduces a global variable called fgpid to hold the process is of the foreground process. When there's no foreground process, fgpid is 0.
- Because we don't control the signature of reapProcesses, we have to choice but to make fgpid a global.
- Every time a new foreground process is created, fgpid is set to hold that process's pid. The shell then blocks by spinning in place until fgpid is cleared by reapProcesses.
This version consolidates the waitpid code to reside in the handler and nowhere else.
This version introduces two serious problems, so it's far from an A+ solution.
- It's possible the foreground process finishes and reapProcesses is invoked on its behalf before normal execution flow updates fgpid. If that happens, the shell will spin forever and never advance up to the shell prompt. This is a race condition, and race conditions are no-nos.
- The while (fgpid == pid) {;} is also a no-no. This allows the shell to spin on the CPU even when it can't do any meaningful work.
  - It would be substantially better for simplesh to yield the CPU and to only be considered for CPU time when there's a chance the foreground process has exited.

Lecture 07: Signals

By Chris Gregg

Lecture 07: Signals

Fall 2019

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Lecture 07: Masking Signals and Deferring Handlers

Lecture 07: Masking Signals and Deferring Handlers

Lecture 07: Masking Signals and Deferring Handlers

Lecture 07: Masking Signals and Deferring Handlers

Lecture 07: Masking Signals and Deferring Handlers

Lecture 07: Masking Signals and Deferring Handlers

Lecture 07: Masking Signals and Deferring Handlers

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: A more sophisticated shell (but not quite right yet...)

Lecture 07: Signals

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