What is consensus ?

Reaching an agreement between processes and proposed values. 

Consensus is fundamental for solving problems like leader election, commiting a transaction to database or performing clock synchronisation.

Potential problems

• Network partitions
• Lost or duplicated messages
• Processes crashing
• Byzantine failures
• Storage failure

Properties of consensus protocols

• Agreement - final decision of all non-faulty processes must be the same  
• Termination - each non-faulty process must eventually decide on a value
• Validity - final decision must be one of the values proposed by the processes (no default values)

Consensus protocols

• 2 phase commit
• 3 phase commit
• Paxos
• Raft

2 Phase commit

Simple approach to solving consensus problem. Constitutes of two distinct phases: Propose and Commit/abort

2 Phase commit - propose

2 Phase commit - commit

Potential failures

• Coordinator fails before propose phase
• Coordinator fails during propose phase
• Participant fails during propose phase
• Participant fails during commit phase
• Coordinator fails during commit phase

3 Phase commit

• Improvement over 2PC at the cost of extra messages
• Splits commit phase into prepare-to-commit and commit phases
• Recovery node can take over in cases of coordinator crashing
• Can sustain failure of a participant that commited/aborted transaction (all other participants know the outcome)
• Prone to network partitioning

3 Phase commit

https://en.wikipedia.org/wiki/Three-phase_commit_protocol#/media/File:Three-phase_commit_diagram.png

Raft

• Proposed by Diego Ongaro in his paper "In Search of an Understandable Consensus Algorithm"
• Built, as easier to understand alternative to (multi)Paxos
• Manages replicated log (replicated state machine)
• Separates leader election and log replication
• To operate needs at least n/2 +1 nodes (for 3 node cluster, can tolerate failure of 1 node)
• Time divided into terms (change of leader -> change of term)

Replicated state machine

Possible server states

• Leader - clients communicate with leader, responsible for log replication
• Follower - accept replicated logs from leader
• Candidate - candidate for a new leader during election

Used RPCs

• RequestVote - used by candidates during election
• AppendEntries - used by leaders to replicate log entries or serves as a heartbeat
• (optional) InstallSnapshot - used by a leader to sent log snapshot to follower

Leader election

• Increment term
• Switch to Candidate
• Vote for itself
• Send RequestVote RPC call to all other participants
• Become leader if received majority of votes
• Become follower if received AppendEntries from valid leader
• Start new election if no leader emerges (split vote)

Log

• Each participant stores log entries, which consist of log index, term and value (command)
• Logs are stored in a durable way
• Entry is commited if it was durably stored on majority of the participants
• No empty fields in log - if a given entry is commited all preceding entries are also commited

Log replication

• Client communicates with a leader(or follower and gets redirected to leader) and sends a command
• Leader appends the command to it's own log
• Leader sends AppendEntries RPC call to all followers
• On receiving responses from majority, leader passes command to it's state machine and returns result to the client
• Leader notifies followers of commited entries
• Followers pass command to their's state machines

Safety

• If log entry command has been applied to state machine, no other state machine can apply different command for that log entry
• Entries must be commited before applying to state machine
• Leader never overwrite entries in its log
• If entry is commited, it will be present in all future leader's logs
• Leader might order follower to overwrite its entries to 'fix' log

Usage

• Consul (https://www.consul.io/)
• etcd (https://github.com/etcd-io/etcd)
• rqlite (https://github.com/rqlite/rqlite)
• Apache Ratis (http://ratis.incubator.apache.org/)

Demo

Sources

1. https://www.the-paper-trail.org/post/2008-11-27-consensus-protocols-two-phase-commit/
2. In Search of an Understandable Consensus Algorithm https://raft.github.io/raft.pdf
3. https://www.the-paper-trail.org/post/2008-11-29-consensus-protocols-three-phase-commit/
4. An Introduction to Raft (CoreOS Fest 2015) - https://www.youtube.com/watch?v=6bBggO6KN_k
5. http://thesecretlivesofdata.com/raft