Intro to Machine Learning

Lecture 8: Transformers

Shen Shen

April 5, 2024

(many slides adapted from Phillip Isola and Kaiming He)

Outline

  • Recap: CNN
  • Transformers
    • Tokens
    • Attention
    • Self-attention
    • Learned Embedding
    • Full-stack
  • (Applications and interpretation)

[Photo by Zayn Shah on Unsplash]

red

green

blue

[Photo by Zayn Shah on Unsplash]

image channels

image width

image

height

image channels

image width

image

height

input tensor

filter

output

  • 3d tensor input, depth \(d\)
  • 3d tensor filter, depth \(d\)
  • 2d tensor (matrix) output

input tensor

filters

outputs

\dots
\dots

input tensor

filters

output tensor

\dots

 

  • 3d tensor input, depth \(d\)
  • \(k\) 3d filters:
    • each filter of depth \(d\)
    • each filter makes a 2d tensor (matrix) output
  • total output 3d tensor, depth \(k\)
\dots

[image credit: medium]

cont'd

Enduring principles:

  1. Chop up signal into patches (divide and conquer)
  2. Process each patch identically (and in parallel)

Lessons from CNNs

Enduring principles:

  1. Chop up signal into patches (divide and conquer)
  2. Process each patch identically (and in parallel)

Follow the same principles:

1. via tokenization

2. via attention mechanism

Transformers

(conceptually: transformers are CNNs where the filter weights -- or here the attention -- dynamically change depending on the patch)

Outline

  • Recap: CNN
  • Transformers
    • Tokens
    • Attention
    • Self-attention
    • Learned Embedding
    • Full-stack
  • (Applications and interpretation)
  • A token is just transformer lingo for a vector of neurons
  • But the connotation is that a token is an encapsulated bundle of information; with transformers we will operate over tokens rather than over neurons

Tokens

x^{(i)} \in \mathbb{R}^d

Token notations

- \(d\) is the size of each token ( \(x^{(i)} \in \mathbb{R}^{d}\))

- \(n\) is the number of tokens

Outline

  • Recap: CNN
  • Transformers
    • Tokens
    • Attention
    • Self-attention
    • Learned Embedding
    • Full-stack
  • (Applications and interpretation)
dict_fr2en = { 
"pomme": "apple", 
"banane": "banana", 
"citron": "lemon" 
}

Attention mechanism

Let's start by thinking about dictionary look up

dict_fr2en = { 
"pomme": "apple", 
"banane": "banana", 
"citron": "lemon" 
}

query = "citron" 
output = dict_fr2en[query]
dict_fr2en = { 
"pomme": "apple", 
"banane": "banana", 
"citron": "lemon" 
}

query = "citron" 
output = dict_fr2en[query]
dict_fr2en = { 
"pomme": "apple", 
"banane": "banana", 
"citron": "lemon" 
}

What if we'd like to run

query = "orange"
output = dict_fr2en[query]

Python would complain. 

output = 0.8 * "lemon" + 0.1 * "apple" + 0.1 * "banana"

But you might see the rationale of:

  • Why did the weights \([0.8, 0.1, 0.1]\) make sense?

"soft" look up.

Actually one way of understanding "attention"

  • Can we generalize the thought process somewhat?

Sensible "abstraction/embedding"

(though python would still complain)

Attention

Single-query example:

1. Similarity score w/ key \(j\):

s_j = ({q}^T k_j)

2. Attention weights (softmax'd scores):

3. Output: attention-weighted sum: 

=[e^{s_1}, e^{s_2}, \ldots, e^{s_n}]/\Sigma_j e^{s_j}
  • \(n\): number of keys
  • \(d_q\): dim(query embedding)
  • \(d_k\): dim(key embedding)
  • \(d_v\): dim(value embedding)
/\sqrt{d_k}
\text{softmax}([q^{\top} k_1, q^{\top} k_2, q^{\top} k_3, \ldots, q^{\top} k_n]/\sqrt{d_k})
a =
= \text{softmax}([s_1, s_2, s_3, \ldots, s_n])
y =\sum\nolimits_j a_j v_j

1. Similarity score of (query \(i\) and key \(j\)):

2. Attention weights (softmax'd scores):

3. Output: attention-weighted sum: 

  • \(n_{q}\): number of queries
  • \(n_k\): number of keys
  • \(d_q\): dim(query embedding)
  • \(d_k\): dim(key embedding)
  • \(d_v\): dim(value embedding) 
/\sqrt{d_k}
s_{ij} = ({q_i}^T k_j)

Multi-query example:

For each query \(i,\\\) \(a_i = \text{softmax}([s_{i1}, s_{i2}, s_{i3},  \ldots, s_{i n_k}])\)

Stack all such \(a_i\) vertically

y=\left[\begin{array}{c} y_1 \\ y_2 \\ \vdots \\ y_{n q} \end{array}\right] \in \mathbb{R}^{n_q \times d_v}

For each query \(i,\) \(y_i=\sum\nolimits_j a_{ij} v_{j}\)

Stack all such \(y_i\) vertically

A=\left[\begin{array}{c} a_1 \\ a_2 \\ \vdots \\ a_{n q} \end{array}\right] \in \mathbb{R}^{n_q \times n_k}

Comments:

y \in \mathbb{R}^{n_q \times d_v}
  • Attention says nothing about how to get queries/keys/values.
  • Attention itself is parameter-free.
  • Shapewise, we only need:
    • \(d_k = d_q\) (so we often omit \(d_q\))
    • any other shapes need not match:
      • \(n_{q}\) need not equal \(n_k\)
      • \(d_v\) need not equal \(d_k\)
  • Note all queries are processed in parallel.
    • No cross-wiring between queries. 
    • Any output is connected to every value and every key, but only its corresponding query.
  • ​This is the vanilla default attention mechanism, aka, "query-key-value dot-product cross attention".
  • One such attention mechanism is called one "Head"
A \in \mathbb{R}^{n_q \times n_k}
  • \(n_{q}\): number of queries
  • \(n_k\): number of keys
  • \(d_q\): dim(query embedding)
  • \(d_k\): dim(key embedding)
  • \(d_v\): dim(value embedding) 

Multi-head Attention

Rather than having just one way of attending, why not have multiple?

Repeat in parallel 

One head

Outline

  • Recap: CNN
  • Transformers
    • Tokens
    • Attention
    • Self-attention
    • Learned Embedding
    • Full-stack
  • (Applications and interpretation)

Self-attention

  • query, key, value sequences: all produced by the same input sequence itself.

  • \(n\): number of input tokens (here \(n\)=5)
  • \(d\): input token dimension (3)
  • \(d_k\) = \(d_q\) = \(d_v\)  (4)

tokenization

x^{(1)}
x^{(2)}
x^{(3)}
x^{(4)}
x^{(5)}

input token

learned projection

query, key, value token sequences

attention head

  • Take the 3rd input token as example, how do we get the 3rd output token?

tokenization

x^{(1)}
x^{(2)}
x^{(3)}
x^{(4)}
x^{(5)}

input token

learned projection

query, key, value token sequences

attention head

3rd output token

Take the 3rd input token as example, how do we get the 3rd output token?

tokenization

x^{(1)}
x^{(2)}
x^{(3)}
x^{(4)}
x^{(5)}

input token

learned projection

query, key, value token sequences

softmax

one attention head

the 3rd output token

Outline

  • Recap: CNN
  • Transformers
    • Tokens
    • Attention
    • Self-attention
    • Learned Embedding
    • Full-stack
  • (Applications and interpretation)
x^{(i)} \in \mathbb{R}^{d}
q^{(i)} \in \mathbb{R}^{d_k}
k^{(i)} \in \mathbb{R}^{d_k}
v^{(i)} \in \mathbb{R}^{d_k}
  • Which color is query/key/value respectively?
  • How do we go from \(x\) to \(q, k, v\)?

via learned projection weights 

W_k
W_v
W_q
x^{(i)} \in \mathbb{R}^{d}
q^{(i)} \in \mathbb{R}^{d_k}
k^{(i)} \in \mathbb{R}^{d_k}
v^{(i)} \in \mathbb{R}^{d_k}
  • Importantly, all these learned projection weights \(W\) are shared along the token sequence:
  • These three weights \(W\) -- once learned -- do not change based on input token \(x.\)
  • If the input sequence had been longer, we can still use the same weights in the same fashion --- just maps to a longer output sequence. 
  • This is yet another parallel processing (similar to convolution)
  • But each \((q,k,v)\) do depend on the corresponding input \(x\) (can be interpreted as dynamically changing convolution filter weights)
x^{(1)}
x^{(2)}
x^{(3)}
x^{(4)}
x^{(5)}

W_k
W_v
W_q
W_k
W_v
W_q
W_k
W_v
W_q
W_k
W_v
W_q
W_k
W_v
W_q
W_k
W_v
W_q

Outline

  • Recap: CNN
  • Transformers
    • Tokens
    • Attention
    • Self-attention
    • Learned Embedding
    • Full-stack
  • (Applications and interpretation)

Transformers

Some other ideas commonly used in practice:

  • Causal attention
  • Residual connection
  • Layer Normalization

 

Causal self-attention

(via masking)

Transformers

All parameters are in projection

  • \(W_q, W_k, W_v\) are the most specific to transforms
  • MLP (i.e. fully-connected layers) could have their own weights too; same idea as week 6 NN
(

Multi-modality (text + image)

  • notice how query and (keyvalue) come from different inputs?
  • similar to the dictionary example
  • unlike the self-attention translation example.

Success mode:

[“DINO”, Caron et all. 2021]

Failure mode:

)

Thanks

(for your attention :)!

We'd love it for you to share some lecture feedback.

introml-sp24-lec8

By Shen Shen

introml-sp24-lec8

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